William Rison, Member, IEEE
Abstract - Three types of lightning protection systems are in common use today: conventional systems, Charge Transfer Systems, and systems based on Early Streamer Emission air terminals. There is a wealth of empirical data validating the effectiveness of conventional lightning protection systems installed in accordance with recognized standards. Field studies of Charge Transfer Systems show that they do not prevent lightning strikes as has been claimed. Studies of Early Streamer Emission air terminals show that their performance in the field is similar to that of conventional sharp-pointed air terminals, and they do not have a greatly enhanced zone of protection as has been claimed.
Index Terms - Air Terminals, Charge Transfer Systems, Early Streamer Emission Air Terminals, Lightning, Lightning Protec-tion, Lightning Rods.
The purpose of a lightning protection system (LPS) is to prevent or greatly reduce damage from a direct or nearby lightning strike to the protected facility. A conventional LPS is designed to prevent damage by providing a number of pref-erential strike receptors (air terminals) with low impedance paths to conduct the large lightning current harmlessly to ground. The basic principles of conventional lightning protec-tion systems have been embodied in many national and inter-national standards, such as the National Fire Protection Asso-ciation Standard 780 in the U.S., and the International Elctro-technical Commission Standard IEC 1024-1.
There are two widely-used non-conventional lightning pro-tection systems which, according to their proponents, provide protection equal or superior to that provided by a conventional LPS. Charge Transfer Systems (CTS) are claimed to be able to prevent lightning strikes to protected facilities. Early Streamer Emission (ESE) air terminals are claimed to have a much larger zone of protection than conventional lightning air terminals, resulting in an LPS with significantly fewer air ter-minals and down conductors than a conventional one. In this paper I will discuss these three types of lightning protection systems and look at the experimental evidence supporting the validity of claims for each of them.
In order to discuss LPS technology, it is necessary to have a basic understanding of the phenomenology of the lightning attachment process. More detailed discussion can be found in standard references on lightning (e.g., [31]). Physical proc-esses in a thundercloud separate electrical charge inside the cloud. In a typical thundercloud, there is a main negative charge at about 6 km altitude and an upper positive charge at about 10 km altitude. (Thunderstorm charging is an compli-cated process, depending on many environmental conditions, and many storms have charge structures different than the typical thunderstorm I describe here.) The negative charge in the lower part of the thundercloud induces a positive charge on the ground beneath it. The electric fields on the ground under a thunderstorm are typically 5 to 20 kV/m. The fields at the ground are intensified at the extremities of exposed objects to such an extent that the fields at the extremities can reach the value needed to break down air (3 MV/m at sea level). When this happens, the object emits corona current, which produces a positive space charge above it. The corona current contin-ues to flow until the space charge reduces the field at the ex-tremities of the object to below the air breakdown threshold. All exposed pointed objects emit corona current - tree leaves, grass blades, antennas, power lines, etc. The space charge produced by objects on the ground limits the fields at the ground to the 5 to 20 kV/m value mentioned above. Without this space charge, the fields at the ground under a thunder-storm would often exceed 100 kV/m.
As the charge separation continues in the thundercloud, electric fields in the vicinity of the cloud intensify. When the fields become strong enough an electrical breakdown (light-ning) occurs, which discharges the thundercloud and reduces its electric field. The majority of lightning is intracloud - dis-charges between the main negative charge and the upper posi-tive charge. A significant fraction of lightning is cloud-to-ground (CG) - between the main negative charge in the thun-dercloud and the induced positive charge on the ground be-low. (There are also positive cloud-to-ground discharges, not discussed in this paper, between a positive charge region in a thundercloud and an induced negative charge on the ground.)
A negative CG discharge begins in the negative charge re-gion of the thundercloud. The breakdown propagates down-ward in a process known as a stepped leader. The stepped leader carries negative charge towards the ground. As the leader nears the ground, the electric fields on the ground in-tensify to such a level that the field near the tips of objects becomes strong enough to produce positive sparks (called streamers, or counter-leaders) which race upward towards the descending negative leader. If the stepped leader is too far away from the ground, the electric fields between the leader and the streamer are not large enough to sustain the propaga-tion of the streamer, and the streamer dies out. Eventually the leader gets close enough to the ground such that the interven-ing fields are strong enough to sustain a streamer, and a streamer will propagate to the descending leader. The object which emits the streamer which wins the race - which reaches the stepped leader first - is the object which gets struck by the lightning discharge. The distance from the grounded object to the tip of the descending leader at the time the successful streamer is initially emitted from the object is called the strik-ing distance. The striking distance for a typical lightning strike is about 100 m.
Note that lightning strikes to tall building and towers gener-ally develop differently. Most strikes to such structures are upward-initiated - the initial leader develops from the top of the structure and propagates upward to the thundercloud. This is easily seen by the upward branching channels in such light-ning, as opposed to the downward-branching channels in lightning strikes to lower objects. The upward streamer is usually initiated by a sudden large change in the local electric field as a result of a nearby lightning discharge.
Most conventional LPSs consist of air terminals (lightning rods) on the top of a structure, a good grounding system, and low-impedance conductors connecting them together. Other essential parts of the LPSs are the bonding of exposed metal parts of the structure to the lightning ground to prevent side flashes, and surge suppression to protect electronics.
Conventional LPSs are claimed to substantially reduce the damage from lightning. Claims for conventional LPSs do not state that they will prevent lightning, or that all lightning will be collected by the strike termination devices. The standards recognize that there is a finite probability that lightning (par-ticularly low-current strikes) will bypass the air terminals, and that the probability of collecting lightning strikes will be in-creased with a denser spacing of air terminals.
To validate the claims of conventional LPSs it is necessary to show:
A) There is a sound empirical method for determining the location and spacing of the air terminals to collect most of the strikes.
b) Conventional lightning protection systems signifi-cantly reduce damage from lightning.
Conventional LPSs are based on Franklin¡¯s serendipitous discovery of the lightning rod. Franklin¡¯s experiments in elec-tricity in the late 18th century [6] produced two results which led him to the development of the lightning rod: 1) He dis-covered that thunderstorms are electrically charged, and that lightning is an electrical breakdown - a spark. 2) He found that he could generate a spark from a charged canon ball if he approached it with a blunt grounded object, while a charged ball was discharged ¡°silently¡±, without the development of a spark, when it was approached with a sharp grounded object. (This was, of course, due to corona current from the sharp object.) These results led him to hypothesize that he could use sharp grounded rods to silently discharge a thundercloud and prevent lightning.
To test his hypothesis, Franklin put sharp metal rods (knit-ting needles) on the roofs of structures, connected to ground with good conductors, in attempts to discharge thunderclouds. He found that the rods were occasionally struck by lightning. When the rods were struck, the building was not damaged - the lightning current followed the grounding conductors to ground, and diverted the high currents away from the struc-ture. While he continued to advocate the use of sharp-pointed lightning rods to discharge thunderclouds, he also noted that, when they failed to prevent lightning, they were still useful for protecting the structure on which they were mounted:
¡¦ pointed rods erected on buildings, and communicat-ing with the moist earth, would either prevent a stroke, or, if not prevented, would conduct it, so as that the building should suffer no damage.
(Over the past two hundred years there has been no evi-dence that sharp-pointed lightning rods prevent lightning. The sharp-pointed lightning rod traditionally used in the Americas is an historical tradition from Franklin¡¯s original misconcep-tion that sharp points could discharge a thundercloud.)
After Franklin¡¯s discovery of the usefulness of lightning rods, these devices were installed on many structures around the world. There were numerous reports of tall structures with histories of periodic lightning damage which were protected by lightning rods (e.g., [18, 29]). There were system failures due to such factors as insufficient number of air terminals, insufficiently-sized conductors, and conductors made of poorly-conducting materials (e.g., [2, 15]). Analyses of these successes and failures led to a set of guidelines which, when applied, resulted in a high degree of protection. Such guide-lines were formally published in 1882 as The Report of the Lightning Rod Conference [30]. This Report was the basis of lightning rod standards for many countries, such as the stan-dard issued in 1904 by the National Fire Protection Associa-tion in the U.S.: Specifications for the Protection of Buildings against Lightning [21], the predecessor of NFPA 780.
Following the establishment of standards for LPSs, many studies were done demonstrating the effectiveness of a prop-erly-installed conventional LPS. An example is data from Ontario [17]. In 1922 the Ontario Legislature passed an act which required that all LPS manufacturers and installers be licensed by the Fire Marshal, and all materials and installa-tions conform to appropriate standards. The Fire Marshal kept records on causes of fires in Ontario. A summary of light-ning-caused fires made by the Fire Prevention Engineer from the Office of the Fire Marshal, Toronto, stated that, for a 15-year study period, no rodded buildings inspected by the Fire Marshall had been destroyed by lightning.
More information on the effectiveness of conventional LPSs can be found in two recent reports [11, 27], written in response to a solicitation by the National Fire Protection As-sociation for documentation of the validity of conventional air terminals. As these reports show there are a number of em-pirical studies which validate the protective effectiveness of conventional LPSs. After reviewing these reports and other material, the NFPA Standards Council concluded [25]:
¡¦ it appears that there is widespread agreement that the basic scientific principles of conventional lightning protection are sound, and that there is sufficient evi-dence - experimental, experiential, statistical, theoreti-cal and otherwise - to make meaningful consensus judgments about the best way to design and install con-ventional lightning protection systems.
The only open question for the design of a conventional LPS is the placement of air terminals - how high they should be, and how they should be distributed on a structure. This is partially answered by the electrogeometric model (EGM) [24]. This model is based on the striking distance concept. As dis-cussed in Section II, a streamer emitted by an object on the ground cannot propagate to a descending leader until the elec-tric fields between the object and the leader are sufficiently high. The fields are proportional to the amount of charge car-ried by the leader. Also, the peak current of a lightning strike is proportional to the leader charge. Thus, the striking dis-tance is related to the lightning current - the striking distance is greater for larger current discharges. This has been verified by numerous studies of lightning discharges to tall objects such as towers and power lines [24]. Use of the EGM and the empirically-derived striking distance provides a method for calculating the placement of air terminals to collect lightning strikes with currents above a desired threshold. A simple method for applying the EGM, the Rolling Sphere Model [20], is incorporated into many LPS standards. This place-ment of air terminals does not provide 100% protection for several reasons: lightning discharges below the threshold current can bypass the air terminals; the striking distance is a statistical average, so there is a finite probability that a strike with a current higher than the threshold may bypass the air terminals; and the striking distance was derived from studies of strikes to tall objects, so it may not be completely applica-ble for strikes to air terminals a few tens of centimeters high. Nonetheless it has been convincingly demonstrated that an LPS designed using the Rolling Sphere Model for placement of air terminals provides an excellent degree of protection for a facility.
More complete protection for a facility can be obtained us-ing other conventional techniques - a mesh of overhead shield wires (such as that used to protect the Space Shuttle while it is exposed on the launch pad), or a Faraday cage.
A Charge Transfer System typically consists of an array of many sharp conducting points erected over a facility to be protected. Corona current from the points on the array sup-posedly transfers a significant amount of charge from the ar-ray into a region of space above the array [4]. The primary claim made for Charge Transfer Systems is that this space charge above the array prevents lightning discharges to the protected facility. While there are several manufacturers of CTS arrays, the primary advocate for the CTS concept has been Lightning Eliminators and Consultants, Inc. (LEC, pre-viously known as LEA). For that reason, the following dis-cussion will be based primarily on claims made by LEC. Over the years LEC has changed its claims about the mecha-nism by which a CTS is supposed to prevent lightning strikes, but all the proposed mechanisms depend upon the generation of significantly enhanced corona current from the CTS. Thus, there are two claims which can be investigated for Charge Transfer Systems:
A) Do Charge Transfer Systems produce significantly en-hanced corona current?
B) Do Charge Transfer Systems prevent lightning?
An LPS based on ESE air terminals is similar to a conven-tional LPS. It consists of preferential strike receptors (ESE air terminals), a good grounding system, and low-impedance in-terconnections between them. The primary difference be-tween an ESE-based LPS and a conventional LPS is that the ESE air terminals are claimed to have a greatly increased zone of protection and thus many fewer air terminals and associated down conductors are required. The claimed radius of protec-tion is typically 100 m for ESE air terminals [13].
There are numerous empirical studies which document the effectiveness of conventional lightning protections systems which have been installed in accordance with recognized standards. In four studies designed to determine if CTS arrays were struck by lightning, all of the monitored arrays were struck. While CTS arrays may be effective at preventing damage from lightning, their effectiveness is due to the provi-sion of a low impedance path to ground for the lightning cur-rent, not by lightning elimination. In field studies of LPSs using ESE air terminals, there have been many documented lightning strikes within the claimed zone of protection. Field studies show that ESE air terminals are no better at collecting lightning strikes than conventional sharp-pointed ones are.
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William Rison (M¡¯1990) was born in Silver City, New Mexico. He graduated from the University of Wyoming in 1973 (B.S. Physics) and from the University of California-Berkeley in 1975 (M.A. Physics) and 1980 (Ph.D. Physics) He has been involved in lightning research at the New Mexico Institute of Mining and Technology since 1984, where he is currently Professor in the Department of Electrical Engineering. His area of expertise is the design and use of instrumentation for the study of light-ning and thunderstorms. He is a member of tech-nical committees on lightning protection standards for the Underwriters Laboratory and the Canadian Standards Association.